Review cases: Progress
SFAT Application No. 1/2024
(Application for Review by United Zone Investment Limited)
- Application for review was made on 28 March 2024.
- Application for review was dismissed on 6 August 2024.
SFAT Application No. 2/2024
(Application for Review by Yinxin Group Limited)
- Application for review was made on 6 December 2024.
- Preliminary Conference scheduled for 18 December 2024 was vacated.
Note: Venue of hearing: 5th Floor, High Block, Queensway Government Offices, 66 Queensway, Hong Kong
Review cases: Progress
SFAT Application No. 1/2023
(Application for Review by Mr Siu Kiu Lok and Ms Cheng Pearl B)
- Application for review was made on 11 May 2023.
- Application for review was withdrawn on 3 October 2023.
- Substantive Hearing scheduled for 15 January 2024 was vacated.
SFAT Application No. 2/2023
(Application for Review by RaffAello Capital Limited)
- Application for extension of time to file application for review was made on 25 May 2023.
- Hearing on application for extension of time was held on 7 July 2023.
- Application for extension of time was granted on 7 July 2023.
- Application for review was made on 21 July 2023.
- 1st Preliminary Conference scheduled for 7 December 2023 was vacated.
- 1st Preliminary Conference was held on 6 February 2024.
- 2nd Preliminary Conference scheduled for 7 May 2024 was vacated.
- 2nd Preliminary Conference scheduled for 23 May 2024 was vacated.
- Ruling as to applications for extension of time to file witness statements and for leave to file expert evidence was handed down on 11 June 2024.
- 2nd Preliminary Conference was held on 12 June 2024.
- Substantive Hearing is scheduled to be held on 20 to 24 January 2025 at 9:30 a.m. (Note)
SFAT Application No. 3/2023
(Application for Review by Mr Richard Charles Heyes)
- Application for review was made on 27 December 2023.
- 1st Preliminary Conference was held on 30 January 2024.
- 2nd Preliminary Conference scheduled for 30 September 2024 was vacated.
- 2nd Preliminary Conference was held on 4 October 2024.
- Substantive Hearing scheduled for 29 to 30 April 2026 and 4 to 8 May 2026 was vacated.
- Substantive Hearing is scheduled to be held on 28 to 30 April, 2 May and 4 to 9 May 2026 at 9:30 a.m. (Note)
Note: Venue of hearing: 5th Floor, High Block, Queensway Government Offices, 66 Queensway, Hong Kong
Review cases: Progress
SFAT Application No. 1/2022
(Application for Review by Mr WANG Shengyong)
- Application for extension of time to file application for review was made on 25 January 2022.
- Application for extension of time up to 22 March 2022 was granted on 31 January 2022.
- Application for further extension of time up to 19 April 2022 was granted on 21 March 2022.
- Application for further extension of time up to 17 May 2022 was granted on 28 April 2022.
- No application for review was filed within the time limit.
SFAT Application No. 2/2022
(Application for Review by Mr KWOK Chi Fai)
- Application for extension of time to file application for review was made on 25 January 2022.
- Application for extension of time up to 22 March 2022 was granted on 31 January 2022.
- Application for further extension of time up to 19 April 2022 was granted on 21 March 2022.
- Application for further extension of time up to 17 May 2022 was granted on 28 April 2022.
- No application for review was filed within the time limit.
SFAT Application No. 3/2022
(Application for Review by Mr YU Xiaolong)
- Application for extension of time to file application for review was made on 25 January 2022.
- Application for extension of time up to 22 March 2022 was granted on 31 January 2022.
- Application for further extension of time up to 19 April 2022 was granted on 21 March 2022.
- Application for further extension of time up to 17 May 2022 was granted on 28 April 2022.
- No application for review was filed within the time limit.
SFAT Application No. 4/2022
(Application for Review by Mr CHOI Chi Kin, Calvin)
- Application for Review was made on 4 February 2022.
- Preliminary Conferences were held on 9 March 2022 and 20 April 2022.
- Ruling as to applications that all the sittings of the Tribunal be held in private and that the publication of or disclosure of relevant material received by the Tribunal be prohibited was handed down on 29 April 2022.
- Hearing was held on 6 December 2022.
- Ruling as to application to expunge passages in witness statement was handed down on 9 December 2022.
- Substantive hearing was held on 12 to 16 December 2022.
- Ruling on the admissibility of the Confidentiality Agreement, dated 24 August 2014 was handed down on 29 September 2023.
- The Reasons for Determination was handed down on 29 September 2023.
SFAT Application No. 5/2022
(Application for Review by Mr LAI Kwok Kwong)
- Application for Review was made on 9 September 2022.
- Preliminary Conference was held on 26 September 2022.
- Leave was granted to the Applicant to discontinue the Application for review on 13 March 2023.
- Substantive hearing scheduled for 19 and 20 June 2023 was vacated.
Note:
1. Venue of hearing: 5th Floor, High Block, Queensway Government Offices, 66 Queensway, Hong Kong
2. Venue of hearing: Room 702, Tower Two, Lippo Centre, 89 Queensway, Hong Kong.
Review cases: Progress
SFAT Application No. 1/2021
(Application for Review by Mr Christopher James AARONS)
- Application for review was made on 19 February 2021.
- Ruling as to an application for proceedings to be held in camera was handed down on 13 April 2021.
- 1st Preliminary Conference was held on 12 July 2021.
- 2nd Preliminary Conference was held on 30 September 2021.
- Substantive hearing was held on 7, 8, 12 to 14 April 2022 and 10 May 2022.
- The Determination was handed down on 27 September 2022.
SFAT Application No. 2/2021
(Application for Review by Cardinalasia Consulting Limited and Mr LEE Shiu Lun Edward)
- Application for review was made on 9 August 2021.
- Preliminary Conference was held on 1 September 2021.
- Substantive hearing was held on 7, 8, 10, 11 and 17 March 2022 and 6 April 2022.
- The Determination was handed down on 27 January 2023.
SFAT Application No. 3/2021
(Application for Review by Mr PAN Tianyu)
- Application for review was made on 19 August 2021.
- Preliminary Conference was held on 24 September 2021.
- Substantive hearing scheduled for 6 and 7 June 2022 was vacated.
- The Ruling was handed down on 23 August 2022. Application for review was treated as withdrawn.
SFAT Application No. 4/2021
(Application for Review by Ms LEUNG Yuk Kit)
- Application for review was made on 12 October 2021.
- Preliminary conference was held on 4 November 2021.
- Hearing was held on 17 and 18 January 2022.
- Ruling on preliminary issue was handed down on 25 April 2022.
- Leave was granted to the Applicant to withdraw the Application for Review on 24 June 2022.
SFAT Application No. 5/2021
(Application for Review by I-Access Investors Limited)
- Application for review was made on 30 November 2021.
- 1st Preliminary Conference was held on 28 December 2021.
- 2nd Preliminary Conference was held on 17 May 2022.
- Substantive hearing scheduled for 20 May 2022 was vacated.
- 3rd Preliminary Conference was held on 21 June 2022.
- 4th Preliminary Conference scheduled for 16 August 2022 was vacated.
- Substantive hearing was held on 10 and 11 October 2022.
- The Determination was handed down on 13 March 2023.
Note:
1. Venue of hearing: 5th Floor, High Block, Queensway Government Offices, 66 Queensway, Hong Kong
2. Venue of hearing: Room 702, Tower Two, Lippo Centre, 89 Queensway, Hong Kong.
Review cases: Progress
SFAT Application No. 1/2020
(Application for Review by Ms CHU Lai Wa, Joanna)
- Application for review was made on 8 January 2020.
- Preliminary conference was held on 30 March 2020.
- Application was withdrawn on 23 June 2020.
- Substantive hearing scheduled for 1 to 4 December 2020 (with 5 December 2020 reserved) was vacated.
SFAT Application No. 2/2020
(Application for Review by Mr LAI Voon Wai)
- Application for review was made on 5 May 2020.
- Preliminary conference was held on 15 May 2020.
- Substantive hearing was held on 1 and 2 September 2020.
- The Determination was handed down on 29 September 2020.
SFAT Application No. 3/2020
(Application for Review by Towerich Limited and Horizon Hotels & Suites Limited)
- Application for review was made on 25 May 2020.
- Leave to a stay of proceedings was granted on 8 June 2020.
- Preliminary conference scheduled for 18 June 2020 was vacated.
SFAT Application No. 4/2020
(Application for Review by Yi Shun Da Capital Limited)
- Application for extension of time to file application for review was made on 29 June 2020.
- Hearing on application for extension of time was held on 3 July 2020.
- Decision on application for extension of time was handed down on 6 July 2020.
- Application for review was made on 7 July 2020.
- 1st preliminary conference was held on 3 September 2020.
- 2nd preliminary conference was held on 30 September 2020.
- Substantive hearing was held on 26 April 2021.
- The Determination was handed down on 19 October 2021.
SFAT Application No. 5/2020
(Application for Review by Mr ZHOU Ling)
- Application for review was made on 3 September 2020.
- Preliminary Conference was held on 16 September 2020.
- Hearing was held on 23 September 2020.
- Determination was handed down on 28 September 2020.
SFAT Application No. 6/2020
(Application for Review by Mr PANG Hon Pan)
- Application for review was made on 5 November 2020.
- Preliminary Conference was held on 12 November 2020.
- Application for review was withdrawn on 24 November 2020.
SFAT Application No. 7/2020
(Application for Review by Ms CHUI Chau Mang)
- Application for review was made on 3 December 2020.
- Application for review was withdrawn on 26 January 2021.
Note:
1. Venue of hearing: 38th Floor, Immigration Tower, 7 Gloucester Road, Wanchai Hong Kong
2. Venue of hearing: Room 702, Tower Two, Lippo Centre, 89 Queensway, Hong Kong.
Review cases: Progress
SFAT Application No. 1/2019
(Application for Review by Mr JIANG Jinbo)
- Application for extension of time to file application for review was made on 15 April 2019.
- Application for extension of time was granted on 24 April 2019.
- No application for review was filed within the time limit.
SFAT Application No. 2/2019
(Application for Review by Adamas Asset Manaement (HK) Limited)
- Application for extension of time to file application for review was made on 20 August 2019.
- Application for extension of time was granted on 21 August 2019.
- Application for review was made on 11 September 2019.
- Directions hearing was held on 9 October 2019.
- Leave was granted to the Applicant to discontinue the Application for review on 20 December 2019.
- Substantive hearing scheduled for 24 to 28 February 2020 was vacated.
SFAT Application No. 3/2019
(Application for Review by Mr CAI Hongping)
- Application for extension of time to file application for review was made on 23 October 2019.
- Application for extension of time up to 7 November 2019 was granted on 24 October 2019.
- Application for further extension of time up to 14 November 2019 was granted on 6 November 2019.
- Application for review was made on 14 November 2019.
- Directions hearing was held on 6 December 2019.
- Substantive hearing scheduled for 20 and 21 May 2020 was adjourned to a date to be fixed.
- Substantive hearing was held on 5 and 6 October 2020.
- The Determination was handed down on 3 June 2021.
SFAT Application No. 4/2019
(Application for Review by Mr PANG Hon Pan)
- Application for review was made on 4 December 2019.
- Directions hearing was held on 13 December 2019 at 5 p.m.
- 2nd Directions hearing was held on 18 December 2019.
- Substantive hearing scheduled for 17 February 2020 was adjourned to a date to be fixed.
- Hearing was held on 11 May 2020.
- The Determination was handed down on 14 May 2020.
Note:
1. Venue of hearing: 38th Floor, Immigration Tower, 7 Gloucester Road, Wanchai Hong Kong
2. Venue of hearing: Room 702, Tower Two, Lippo Centre, 89 Queensway, Hong Kong.
Review cases: Progress
SFAT Application No. 1/2018
(Application for review by Standard Chartered Securities (Hong Kong) Limited)
- Application for extension of time to file application for review was made on 27 February 2018
- Application for extension of time was granted on 9 March 2018.
- Application for review was made on 10 April 2018.
- Directions hearing was held on 2 May 2018.
- 2nd Directions hearing was held on 17 September 2018.
- 3rd Directions hearing was held on 13 December 2018.
- 4th Directions hearing was held on 31 January 2019.
- The hearing was held on 11 March 2019.
- Application for review was withdrawn on 14 March 2019.
- The hearing scheduled for 18 March 2019 was vacated.
SFAT Application No. 2/2018
(Application for review by UBS AG and UBS Securities Hong Kong Limited)
- Application for extension of time to file application for review was made on 2 March 2018
- Application for extension of time was granted on 9 March 2018.
- Application for review was made on 10 April 2018.
- Directions hearing was held on 2 May 2018.
- This Application was heard together with SFAT No. 1/2018 and SFAT No. 4/2018. Please refer to SFAT No. 1/2018 for the progress.
- Application for review was withdrawn on 14 March 2019.
SFAT Application No. 3/2018
(Application by Mr HSU Kar Hing, Joseph)
- Application for extension of time to file application for review was made on 25 June 2018.
- Application for extension for time was granted on 26 June 2018.
- The Applicant abandoned the application for review on 6 July 2018.
SFAT Application No. 4/2018
(Application for Review by Mr CEN Tian)
- Application was made on 27 June 2018.
- This Application was heard together with SFAT No. 1/2018 and SFAT No. 2/2018. Please refer to SFAT No. 1/2018 for the progress.
- Application for review was withdrawn on 14 March 2019.
SFAT Application No. 5/2018
(Application for Review by Mr NGO Wing Chun)
- Application was made on 15 August 2018.
- Directions Hearing was held on 7 September 2018.
- Application was withdrawn on 20 September 2018.
- Substantive hearing scheduled for 17 and 18 December 2018 was vacated.
SFAT Application No. 6/2018
(Application for Review by FT Securities Limited)
- Application was made on 7 December 2018.
- Directions hearing was held on 23 January 2019.
- Substantive hearing was held on 20 June 2019.
- The Determination was handed down on 24 June 2019.
Note:
1. Venue of hearing: 38th Floor, Immigration Tower, 7 Gloucester Road, Wanchai Hong Kong
2. Venue of hearing: Room 702, Tower Two, Lippo Centre, 89 Queensway, Hong Kong.
Review cases: Progress
SFAT Application No. 1/2017
(Application for Review by Mr WU Biwei)
- Application for extension of time to file application for review was made on 11 May 2017.
- Application for extension of time was granted on 15 May 2017.
- The Applicant abandoned the application for review on 16 June 2017.
SFAT Application No. 2/2017
(Application for Review by Mr LEE Man Hoi)
- Application was made on 1 June 2017.
- Directions Hearing was held on 26 July 2017.
- Substantive hearing was held on 13 September 2017 at 10 a.m.
- The determination was handed down on 9 October 2017.
SFAT Application No. 3/2017
(Application for Review by Soar Group Holdings Limited)
-
Application was made on 8 September 2017.
Directions Hearing was held on 25 September 2017.
- Application was withdrawn on 9 October 2017.
- Substantive hearing scheduled for 7 and 8 December 2017 was vacated.
Note:
1. Venue of hearing: 38th Floor, Immigration Tower, 7 Gloucester Road, Wanchai Hong Kong
2. Venue of hearing: Room 702, Tower Two, Lippo Centre, 89 Queensway, Hong Kong.
Review cases: Progress
SFAT Application No. 1/2016
(Application for Review by Quam Capital Limited)
- Application was made on 3 March 2016.
- Ruling on application for 'the privacy direction' was handed down on 13 April 2016.
- Directions hearing was held on 12 May 2016.
- Application was withdrawn on 28 July 2016
- Substantive hearing scheduled for 24 and 25 November 2016 was vacated.
SFAT Application No. 2/2016
(Application for Review by Mr TSANG Chum Wo)
- Application was made on 9 May 2016
- Application was withdrawn on 8 June 2016.
- Directions Hearing scheduled for 13 June 2016 was vacated.
SFAT Application No. 3 & 4/2016
(Application for Review by Mr CHENG Kwing Yeung & Ms CHENG Yuk Mei)
- Application was made on 30 May 2016
- Application was withdrawn on 15 June 2016.
SFAT Application No. 5/2016
(Application for Review by Mr KU Yuen Leung)
- Application was made on 29 July 2016.
- Application was withdrawn on 23 August 2016.
- Directions Hearing scheduled for 24 August 2016 was vacated.
Note:
1. Venue of hearing: 38th Floor, Immigration Tower, 7 Gloucester Road, Wanchai Hong Kong
2. Venue of hearing: Room 702, Tower Two, Lippo Centre, 89 Queensway, Hong Kong.
Review cases: Progress
SFAT Application No. 1/2015
(Application for Review by Ms SHAM Sze Wai Miranda)
- Application was made on 17 February 2015
- Directions Hearing was held 29 April 2015.
- Substantive Hearing was held on 30 July 2015.
- The determination was handed down on 13 August 2015.
SFAT Application No. 2/2015
(Application for Review by The Pride Fund Management Limited)
- Application was made on 26 February 2015.
- Directions Hearing was held on 2 April 2015.
- Substantive Hearing was held on 19 June 2015.
- The determination was handed down on 30 June 2015.
- Application on costs was made by The Pride Fund Management Limited on 10 July 2015.
- The Ruling on Costs was handed down on 21 August 2015.
SFAT Application No. 3/2015
(Application for Review by HSBC Private Bank (Suisse) SA)
- Application was made on 29 July 2015
- Directions Hearing was held on 2 October 2015 at 5 p.m.
- 2nd Directions Hearing was held on 3 May 2016.
- Substantive Hearing (Part I) was held on 4 to 7 and 9 to 12 May 2016.
- Substantive Hearing (Part II) was held on 12 to 15 September 2016.
- The determination was handed down on 21 November 2017.
- The Ruling on Costs was handed down on 27 April 2018.
SFAT Application No. 4/2015
(Application for Review by Richmond Asset Management Ltd.)
- Application was made on 17 August 2015.
- This Application was heard together with SFAT No. 5/2015. Please refer to SFAT No. 5/2015 for the progress.
SFAT Application No. 5/2015
(Application for Review by Mr Graham Bibby)
- Application was made on 17 August 2015.
- Directions Hearing was held on 4 November 2015.
- 2nd Directions hearing was held on 5 January 2016.
- 3rd Directions hearing was held on 19 January 2016.
- 4th Directions hearing was held on 27 July 2016.
- Substantive Hearing was held on 12 and 13 October 2016.
- The determination was handed down on 31 October 2016.
Note:
1. Venue of hearing: 38th Floor, Immigration Tower, 7 Gloucester Road, Wanchai Hong Kong
2. Venue of hearing: Room 702, Tower Two, Lippo Centre, 89 Queensway, Hong Kong.
Review cases: Progress
SFAT Application No. 1/2014
(Application for Review by Mr Ma Chun Leung Christopher)
- Application was made on 25 March 2014.
- Directions Hearing was held on 28 May 2014.
- Application was withdrawn on 28 May 2014.
SFAT Application No. 2/2014
(Application for Review by Mr Shum Kam Chi Eric)
- Application was made on 8 April 2014.
- Directions Hearing on 21 May 2014 was vacated.
- Application was withdrawn on 15 September 2014.
- Substantive hearing scheduled for 19 September 2014 was vacated.
SFAT Application No. 3/2014
(Application for Review by Ms SUN Xiao)
- Application was made on 12 November 2014.
- Directions Hearing was held on 3 December 2014.
- Substantive Hearing was held on 18 March 2015.
- The determination was handed down on 22 May 2015.
SFAT Application No. 4/2014
(Application for Review by Moody's Investors Service Hong Kong Limited)
- Application was made on 24 November 2014.
- Ruling on application for 'the privacy direction' was handed down on 31 December 2014.
- Directions Hearing was held on 8 January 2015.
- Substantive Hearing was held on 10 to 12 September 2015.
- The determination was handed down on 31 March 2016.
Note:
1. Venue of hearing: 38th Floor, Immigration Tower, 7 Gloucester Road, Wanchai Hong Kong
2. Venue of hearing: Room 702, Tower Two, Lippo Centre, 89 Queensway, Hong Kong.
Review cases: Progress
SFAT Application No. 1/2013
(Application for Review by Mr Andy Pau Chin Hung)
- Application was made on 27 March 2013.
- Directions Hearing was held on 2 May 2013 at 4:45 p.m.
- Application was withdrawn on 7 May 2013.
SFAT Application No. 2/2013
(Application for Review by Mr Koo Yiu Chee)
- Application was made on 9 April 2013.
- Directions Hearing was held on 5 July 2013 at 10 a.m.
- Application was withdrawn on 10 September 2013.
- Substantive hearing scheduled for 7 October 2013 was vacated.
SFAT Application No. 3/2013
(Application for Review by Sun Hung Kai International Limited)
- Application was made on 23 April 2013.
- Directions Hearing was held on 21 June 2013.
- Substantive Hearing was held on 6 to 8 November 2013.
- The determination was handed down on 27 January 2014.
SFAT Application No. 4/2013
(Application for Review by Mr Sit Wai Hong)
- Application was made on 23 May 2013.
- Application was withdrawn on 18 June 2013.
- The Directions Hearing scheduled for 27 June 2013 was vacated.
SFAT Application No. 5/2013
(Application for Review by Mr Cho Yu Kwan Stephen)
- Application was made on 2 September 2013.
- Directions Hearing was held on 17 October 2013 at 5 p.m.
- Application was withdrawn on 22 November 2013.
- Substantive Hearing scheduled for 13 January 2014 was vacated
SFAT Application No. 6/2013
(Application for Review by Ms Ju You Li)
- Application was made on 2 September 2013.
- Directions Hearing was held on 17 October 2013 at 5 p.m.
- Application was withdrawn on 22 November 2013.
- Substantive Hearing scheduled for 13 January 2014 was vacated
SFAT Application No. 7/2013
(Application for Review by Mr Peter Leung)
- Application was made on 12 September 2013.
- Directions hearing was held on 25 October 2013.
- Substantive Hearing was held on 3 April 2014.
- The determination was handed down on 23 May 2014.
SFAT Application No. 8/2013
(Application for Review by Ms Chan Pik Ha Jenny)
- Application was made on 11 November 2013.
- Directions hearing was held on 18 December 2013.
- Substantive hearing was held on 10 February and 19 May 2014.
- The determination was handed down on 9 June 2014.
Note:
1. Venue of hearing: 38th Floor, Immigration Tower, 7 Gloucester Road, Wanchai Hong Kong
2. Venue of hearing: Room 702, Tower Two, Lippo Centre, 89 Queensway, Hong Kong.
Review cases: Progress
SFAT Application No. 1/2012
(Application for Review by Mr Wong Tang Chung)
- Application was made on 5 June 2012.
- Directions Hearing was held on 25 June 2012 at 2:30 p.m.
- Application was withdrawn on 19 November 2012.
SFAT Application No. 2/2012
(Application for Review by Mr Christian Denk)
- Application was made on 12 June 2012.
- Directions Hearing was held on 12 July 2012 at 5:30 p.m.
- 2nd Directions Hearing was held on 24 October 2012 at 5:30 p.m.
- Application was heard on 11,12 and 20 December 2012.
- Application was granted on 20 February 2013 and Reasons for Determination was handed down on 20 May 2013.
Review cases: Progress
SFAT Application No. 1/2011
(Application for Review by Mr Chang Wa Shan)
- Application was made on 9 August 2011.
- Directions Hearing was held on 19 August 2011.
- Application was withdrawn on 2 November 2011.
SFAT Application No. 2/2011
(Application for Review by Mr Wu Kin Chung, Karl)
- Application was made on 16 August 2011.
- Application was withdrawn on 24 August 2011.
SFAT Application No. 3/2011
(Application for Review by Mr To Kei Ming)
- Application was made on 16 August 2011.
- Application was withdrawn on 21 September 2011.
SFAT Application No. 4/2011
(Application for Review by Mr Ramesh Sadhwani )
(Appeal on the costs by Mr Ramesh Sadhwani)
- Application was made on 7 November 2011.
- The decision was handed down on 23 March 2012.
- Appeal on the costs was made on 24 April 2012.
- The ruling on costs was handed down on 9 June 2012.
SFAT Application No. 5/2011
(Application for Review by Mr Lui Hing Yip, Andy)
- Application was made on 28 November 2011.
- Application was withdrawn on 12 January 2012.
Review cases: Progress
SFAT Application No. 2/2010
(Application for Review by Mr Tsien Pak Cheong, David)
- Application was made on 18 February 2010.
- Application was heard on 23 July 2010.
- The decision was handed down on 22 September 2010
- Mr Tsien's Application on Costs was made on 4 October 2010.
- Application for Costs was heard on 17 December 2010.
- The decision for Application on Costs was handed down on 18 February 2011
SFAT Application No. 3/2010
(Application for Review by Ms Chan Shuk Hang)
- Application was made on 18 February 2010.
- Directions Hearing was held on 19 March 2010.
- Application was heard on 1 June 2010 and the decision was handed down on the same day.
SFAT Application No. 4/2010
(Application for Review by Ms Kou Sao Peng)
- Application was made on 20.5.2010.
- Application was withdrawn on 3 August 2010.
SFAT Application No. 5/2010
(Application for Review by Ms Sham Pik Yan, Winda)
- Application was made on 1 June 2010.
- Directions Hearing was held on 30 June 2010.
- Application was heard on 16 December 2010.
- The decision was handed down on 18 February 2011.
SFAT Application No. 6/2010
(Application for Review by Chung Nam Securities Limited, Mr NG Kwai Cho and Mr Cheng Wai Chung)
- Application was made on 10.8.2010.
- Decision on the application to extend the time to lodge the notice of review was handed down on 26 August 2010.
SFAT Application No. 7/2010
(Application for Review by Ko's Brother Securities Company Limited)
- Application was made on 13.8.2010.
- Decision on the application to extend the time to lodge the notice of review was handed down on 26 August 2010.
SFAT Application No. 8/2010
(Application for Review by Vortex Capital Limited)
- Application was made on 25 August 2010.
- Directions Hearings were held on 22 September and 25 October 2010.
- The hearing scheduled for 3 December 2010 is vacated.
- Application was withdrawn on 3 December 2010.
SFAT Application No. 9/2010
(Application for Review by Mr Luk Ka Cheung, Steve)
- Application for extension of time to file application for review was made on 11 October 2010.
- Decision on application for extension of time was handed down on 20 October 2010.
- Application for review was made on 27 October 2010.
- Application was withdrawn on 22 August 2011.
SFAT Application No. 10/2010
(Application for Review by Ms Cheng Sai Ching)
- Application was made on 18 October 2010.
- Directions Hearing is scheduled for 16 December 2010 at 9:30 a.m.
- The hearing scheduled for 16 December 2010 is vacated.
- Application is withdrawn on 15 December 2010.
Review cases: Progress
SFAT Application No. 1/2009
(Application for Review by Mr. Chu Kwok Shing, Godwin)
- Application was made on 18 February 2009.
- This Application was heard together with SFAT No. 2/2009. Please refer to SFAT No. 2/2009 for the progress.
SFAT Application No. 2/2009
(Application for Review by Mr. LI Kwok Keung, Asser)
- Application was made on 18 February 2009.
- Directions Hearing was held on 25 February 2009.
- Applications were heard on 10, 11 September 2009 and 25, 26 November 2009.
- Decision for Mr Li's Application was handed down on 19 March 2010.
- Decision for Mr Chu's Application was handed down on 30 June 2010.
- Mr Chu's Application on Costs was made on 16 July 2010.
- Decision for Mr Chu's Application on Costs was handed down on 6.8.2010.
SFAT Application No. 3/2009
(Application for Review by Mr. Yuen Shing Kuen)
- Application was made on 14 April 2009.
- Directions Hearing was held on 13 May 2009.
- Application was withdrawn on 30 July 2009.
SFAT Application No. 4/2009
(Application for Review by Ms HO Yuk Choi)
- Application was made on 1 June 2009.
- Directions Hearing was held on 22 July 2009.
- Application was heard on 19 October 2009 and the determination was handed down on the same day.
SFAT Application No. 5/2009
(Application for Review by Mr Hung Chi Wah)
- Application was made on 26 May 2009.
- Directions Hearing was held on 22 July 2009.
- Hearings for mention were held on 19 October 2009 and 4 December 2009.
- Application was heard on 5 March 2010 and the decision was handed down on the same day.
SFAT Application No. 6/2009
(Application for Review by Mr. WOO Chi Kau)
- Application was made on 29 June 2009.
- Directions Hearing was held on 21 July 2009.
- Application was heard on 13 November 2009.
- Reasons for Decision were handed down on 26 November 2009.
SFAT Application No. 7/2009
(Application for Review by Ms Leung Wai Yu)
- Application was made on 19 August 2009.
- Directions hearing was held on 8 September 2009.
- Application was withdrawn on 20 November 2009.
SFAT Application No. 8/2009
(Application for Review by Mr Wan Ten Lok)
- Application was made on 30 October 2009.
- Directions Hearing was held on 12 November 2009.
- Preliminary hearing was held on 21 January 2010.
- Directions Hearing was held on 22 September and 18 October 2010.
- Actual hearing was held from 8 to 12 November and 17 to 18 November 2010.
- Case Management Conference was held on 31.3.2011.
- Actual hearing was held from 19 to 20 May, 23 to 27 May, 8 June and 7 July 2011
- The decision was handed down on 7 October 2011.
SFAT Application No. 9/2009
(Application for Review by Mr Yan Kwok Ting, Sunny)
- Application was made on 29 September 2009.
- Directions Hearing was held on 13 November 2009.
- Preliminary hearing was held on 21 January 2010.
- Directions Hearing was held on 22 September and 18 October 2010.
- Actual hearing was held from 8 to 12 November and 17 to 18 November 2010.
- Case Management Conference was held on 31.3.2011.
- Actual hearing was held from 19 to 20 May, 23 to 27 May, 8 June and 7 July 2011
- The decision was handed down on 7 October 2011.
- Mr Yan's Application on Costs was made on 8 November 2011.
- Decision for Mr Yan's Application on Costs was handed down on 1.12.2011.
SFAT Application No. 10/2009
(Application for Review by Ms Ip Chun Chun)
- Application was made on 9 October 2009.
- Directions Hearing was held on12 November 2009 and 1 March 2010.
- Application was heard on 21 to 23 and 25 June 2010.
- The decision was handed down on 16 July 2010.
SFAT Application No. 11/2009
(Application for Review by Mr Tsang Wah Nam)
- Application was made on 29 October 2009.
- Directions Hearing was held on 20 November 2009.
- Application was heard on 20 January 2010 and the decision was handed down on the same day.
SFAT Application No. 12/2009
(Application for Review by Mr Gary Sik)
- Application was made on 16 December 2009.
- Directions Hearing was held on 13 January 2010.
- Application was withdrawn on 25 June 2010.
SFAT Application No. 13/2009
(Application for Review by Mr Zhang Xiao Ming)
- Application was made on 11 December 2009.
- Directions Hearing was held on 13 January 2010.
- Application was heard on 23 July 2010.
- The decision was handed down on 18 February 2011.
SFAT Application No. 14/2009
(Application for Review by Mr Kwan Po Kit)
- Application was made on 24 December 2009.
- Directions Hearing was held on 13 January 2010.
- Application was withdrawn on 30 June 2010.
Review cases: Progress
SFAT Application No. 1/2008
(Application for Review by Mr. CHAN Shun Kuen, Eric)
- Application was made on 2 January 2008.
- Application was heard on 4 February, 4 and 5 June 2008.
- Determination was handed on 28 November 2008
SFAT Application No. 2/2008
(Application for Review by Emperor Securities Limited and Emperor Futures Limited)
- Application was made on 10 January 2008.
- Directions Hearing was held on 4 February 2008.
- Application was withdrawn on 4 August 2008.
SFAT Application No. 3/2008
(Application for Review by Radland International Limited)
- Application was made on 27 March 2008.
- Application was heard on 25 April 2008 and 10 July 2008.
- Application was dismissed on 10 July 2008 and Reasons for Determination was handed down on 7 August 2008.
SFAT Application No. 4/2008
(Application for Review by Mr. TANG Ping Kong)
- Application was made on 27 March 2008.
- Directions Hearing was held on 25 April 2008.
- Application was withdrawn on 20 May 2008.
SFAT Application No. 5/2008
(Application for Review by Mr. LI Kwok Wah)
- Application was made on 8 April 2008.
- Application was heard on 2 June 2008 and 9 September 2008.
- Application was dismissed on 9 September 2008 and Reasons for Determination was handed down on 14 October 2008.
SFAT Application No. 6/2008
(Application for Review by Mr. WONG Shu Cheung)
- Application was made on 10 April 2008.
- Directions Hearing was held on 2 June 2008.
- Application was withdrawn on 4 September 2008.
SFAT Application No. 7/2008
(Application for Review by Mr. WU King Shiu, Kelvin)
- Application was made on 18 June 2008.
- Directions Hearings were held on 7 July 2008 and 17 November 2008.
- Application was withdrawn on 19 December 2008.
SFAT Application No. 8/2008
(Application for Review by Mr. NG Yu Hon)
- Application was made on 20 June 2008.
- Application was withdrawn on 4 July 2008.
Review cases: Progress
SFAT Application No. 1/2007
(Application for Review by Ms. YAN Yuk Hing, Liza)
- Application was made on 11 January 2007.
- Directions Hearing was held on 29 January 2007.
- Application was withdrawn on 27 February 2007.
SFAT Application No. 2/2007
(Application for Review by Yu Ming Investment Management Limited)
- Application was made on 19 January 2007.
- Application was heard on 29 January 2007 and 3 April 2007.
- Determination was handed down on 14 August 2007.
SFAT Application No. 3/2007
(Application for Review by SBI E2-Capital (HK) Limited)
- Application was made on 5 February 2007.
- Application was heard on 27 February 2007 and 23 April 2007.
- Reasons for Determination was handed down on 17 May 2007.
SFAT Application No. 4/2007
(Application for Review by Mr. LEE On Ming, Paul)
- Application was made on 1 August 2007.
- Application was heard on 10 September 2007 and 29 October 2007.
- Determination was handed down on 9 November 2007.
SFAT Application No. 5/2007
(Application for Review by Mr. WONG Ting Choi, Joe)
- Application was made on 28 August 2007.
- Application was heard on 10 September 2007, 17 September 2007 and 5 December 2007.
- Determination was handed down on 8 May 2008.
SFAT Application No. 6/2007
(Application for Review by Hong Kong Forex Investment Limited)
- Application was made on 17 September 2007.
- Application was heard on 4 October 2007, 28 January 2008, 15 and 17 July 2008.
- Determination was handed down on 20 March 2009.
SFAT Application No. 7/2007
(Application for Review by Ms. NG Chiu Mui)
SFAT Application No. 8/2007
(Application for Review by Mr. LAW Kai Yee)
- Application was made on 16 October 2007.
- Application was heard on 30 October 2007, 15 and 16 April 2008.
- Determination was handed down on 15 May 2009.
- Addendum to Determination was handed down on 1 June 2009.
SFAT Application No. 9/2007
(Application for Review by Ms. TANG Yuen Ting)
- Application was made on 28 September 2007.
- Application was heard on 30 October 2007, 15 and 16 April 2008.
- Determination was handed down on 15 May 2009.
- Addendum to Determination was handed down on 1 June 2009.
SFAT Application No. 10/2007
(Application for Review by Mr. TSE Shiu Hoi)
- Application was made on 2 October 2007.
- Application was heard on 30 October 2007, 26 November 2007 and 17 July 2008.
- Determination was handed down on 20 March 2009.
SFAT Application No. 11/2007
(Application for Review by Mr. Robin Jonathan Gibbs Fox)
- Application was made on 3 October 2007.
- Application was heard on 30 October 2007 and 11 January 2008.
- Determination was handed on 28 November 2008.
SFAT Application No. 12/2007
(Application for Review by Mr. LEE Deng Charng)
- Application was made on 20 November 2007.
- Directions Hearing was held on 26 November 2007.
- Application was withdrawn on 16 April 2008.
SFAT Application No. 13/2007
(Application for Review by Mr. CHUANG Yueheng, Henry)
SFAT Application No. 14/2007
(Application for Review by Chung Nam Securities Limited)
- Application was made on 10 December 2007.
- Application was heard on 7 January 2008 and 23 September 2008.
- Determination was handed down on 10 October 2008.
- Hearing on the Application for Stay of Execution of the Tribunal's Determination was held on 31 October 2008.
- Decision Upon Application for Stay of Execution was handed down on 11 November 2008.
SFAT Application No. 15/2007
(Application for Review by Mr. NG Chit Chung, Eddie)
- Application was made on 28 December 2007.
- Application was heard on 4 February 2008 and16 July 2008.
- Determination was handed down on 20 March 2009.
Review cases: Progress
SFAT Application No. 1/2006
(Application for Review by Mr. CHAN Ho Yin)
- Application was made on 22 March 2006.
- Directions Hearing was held on 8 May 2006.
- Application was withdrawn on 13 June 2006.
SFAT Application No. 2/2006
(Application for Review by Mr. LEE Siu Hung)
- Application was made on 22 March 2006.
- Directions Hearing was held on 8 May 2006.
- Application was withdrawn on 15 June 2006.
SFAT Application No. 3/2006
(Application for Review by Mr. CHOY Ye King, Andy)
SFAT Application No. 4/2006
(Application for Review by Mr. CHENG Kai Ming, Charles)
SFAT Application No. 5/2006
(Application for Review by Mr. LI Kwok Cheung, George)
- Applications were made on 22 March 2006.
- Applications were heard on 11 May 2006, 22 June 2006 and 29 August 2006.
- Determination was handed down on 7 September 2007.
SFAT Application No. 6/2006
(Application for Review by Mr. CHAN Sheung Chi)
SFAT Application No. 7/2006
(Application for Review by Mr. CHOU Si Kit, James)
- Application was made on 29 March 2006.
- Directions Hearing was held on 11 May 2006.
- Application was withdrawn on 9 October 2006.
SFAT Application No. 8/2006
(Application for Review by Ms. LEUNG Wing)
- Application was made on 15 May 2006.
- Application was heard on 19 June 2006 and 22 August 2006.
- Determination was handed down on 25 April 2007.
SFAT Application No. 9/2006
(Application for Review by Mr. TSOI Bun)
- Application was made on 18 May 2006.
- Directions Hearing was held on 20 June 2006.
- Application was withdrawn on 12 October 2006.
SFAT Application No. 10/2006
(Application for Review by Mr. HUNG Hing Chuen)
- Application was made on 23 May 2006.
- Application was heard on 21 June 2006 and 24 August 2006.
- Determination was handed down on 31 August 2006.
- Hearing to determine the question of costs was held on 25 September 2006.
SFAT Application No. 11/2006
(Application for Review by Ms. HO Lai Kuen)
- Application was made on 19 June 2006.
- Application was withdrawn on 22 June 2006.
SFAT Application No. 12/2006
(Application for Review by Mr. CHEUNG Wah Fung, Christopher and Christfund Securities Limited)
- Application was made on 29 August 2006.
- Application was heard on 25 September 2006, 19 and 20 December 2006.
- Determination was handed down on 16 April 2007.
SFAT Application No. 13/2006
(Application for Review by Ms. WAN Yin Ying)
- Application was made on 10 October 2006.
- Application was heard on 2 November 2006, 22 December 2006 and 13 April 2007.
- Determination was handed down on 17 August 2007.
SFAT Application No. 14/2006
(Application for Review by Mr. WONG Wei Yin, Peter)
- Application was made on 1 November 2006.
- Application was withdrawn on 16 November 2006.
Review cases: Progress
SFAT Application No. 1/2005
(Application for Review by International Capital Network Limited)
- Application was made on 22 January 2005.
- Application was withdrawn on 26 January 2005.
SFAT Application No. 2/2005
(Application for Review by Mr WONG Kwok Fan Rico)
- Application was made on 2 March 2005.
- Application was heard on 11 March 2005 and 11 April 2005.
- Determination was handed down on 28 April 2005.
SFAT Application No. 3/2005
(Application for Review by Mr NG Shun Fu)
- Application was made on 17 May 2005.
- Application was heard on 25 May 2005, 13 July 2005, 24 and 25 October 2005.
- Determination was handed down on 30 May 2006.
SFAT Application No. 4/2005
(Application for Review by Mr SO Chi Ming)
- Application was made on 18 July 2005.
- Application was heard on 1 August 2005 and 27 October 2005.
- Reasons for Determination was handed down on 17 November 2005.
SFAT Application No. 5/2005
(Application for Review by Ms. CHIM Chai Shan, Jovin)
- Application was made on 17 October 2005.
- Application was heard on 31 October 2005 and 28 March 2006.
- Application was dismissed on 28 March 2006 and Reasons for Determination was handed down on 31 March 2006.
SFAT Application No. 6/2005
(Application for Review by Mr. YAU Shu Cheung)
- Application was made on 14 October 2005.
- Directions Hearing was held on 31 October 2005.
- Application was withdrawn on 10 January 2006.
SFAT Application No. 7/2005
(Application for Review by Mr. LAM Pak Hung)
- Application was made on 17 October 2005.
- Application was heard on 1 November 2005 and 21 December 2005.
- Determination was handed down on 8 February 2006.
SFAT Application No. 8/2005
(Application for Review by Lombard Capital Limited)
- Application was made on 16 November 2005.
- Application was withdrawn on 19 December 2005.
SFAT Application No. 9/2005
(Application for Review by Mr. LEUNG Hoi Yuen)
- Application was made on 22 November 2005.
- Directions Hearing was held on 22 December 2005.
- Application was withdrawn on 16 February 2006.
SFAT Application No. 10/2005
(Application for Review by Mr. LOK Yuen Ming, Lawrence)
- Application was made on 24 November 2005.
- Directions Hearing was held on 23 December 2005.
- Application was withdrawn on 18 April 2006.
SFAT Application No. 11/2005
(Application for Review by Mr. FUNG Kwing-Lau, Evens)
- Application was made on 13 December 2005.
- Application was heard on 12 January 2006 and 12 May 2006.
- Determination was handed down on 16 May 2006.
SFAT Application No. 12/2005
(Application for Review by Prudential Brokerage Limited
and Mr. LAU Shing Ngon)
- Application was made on 28 December 2005.
- Application was heard on 12 January 2006 and 30 March 2006.
- Determination was handed down on 19 April 2006.
Review cases: Progress
SFAT Application No. 1/2004
(Application for Review by Mr Wong Ping-Chung, Raymond)
- Application was made on 27 January 2004.
- Directions Hearing was held on 24 February 2004.
- Application was dismissed on 22 April 2004 with no order as to costs.
SFAT Application No. 2/2004
(Application for Review by Pacific Sun Investment Management (Hong Kong) Limited and Mr Andrew Pieter Mantel)
- Application was made on 17 February 2004.
- Application was heard on 12 March 2004 and 2 June 2004.
- Determination was handed down on 31 July 2004.
SFAT Application No. 3/2004
(Application for Review by Mr Kwok Wai-shun)
- Application was made on 25 February 2004.
- Application was heard on 12 March 2004 and 7 June 2004.
- Application was dismissed on 7 June 2004 and Reasons for Determination was handed down on 11 June 2004.
SFAT Application No. 4/2004
(Application for Review by Mr Wong Wing-Fai, Eric)
- Application was made on 19 April 2004.
- Application was heard on 4 May 2004 and 9 July 2004.
- Application was dismissed on 9 July 2004 and Reasons for Determination was handed down on 2 August 2004.
SFAT Application No. 5/2004
(Application for Review by Mr Andrew John Peregrine Korner)
- Application was made on 20 April 2004.
- Application was heard on 4 May 2004 and 6 July 2004.
- Determination was handed down on 23 July 2004.
SFAT Application No. 6/2004
(Application for Review by Mr Lau Hing-hung, Joie)
- Application was made on 7 June 2004.
- Application was heard on 8 July 2004, 13 September 2004, and 3, 4, 5 and 6 January 2005.
- Determination was handed down on 27 January 2005.
SFAT Application No. 7/2004
(Application for Review by Mr Tong On Jimmy)
- Application was made on 28 July 2004.
- Directions Hearing was held on 10 September 2004.
- Application was withdrawn on 7 December 2004.
SFAT Application No. 8/2004
(Application for Review by Ms Wong Lee Man)
- Application was made on 6 September 2004.
- Directions Hearing was held on 25 October 2004.
- Application was withdrawn on 9 December 2004.
SFAT Application No. 9/2004
(Application for Review by Mr Cheng Wai Shan)
- Application was made on 16 September 2004.
- Application was heard on 6 October 2004 and 9 December 2004.
- Determination was handed down on 23 December 2004.
SFAT Application No. 10/2004
(Application for Review by Mr Tsang Chi Suen, Trini)
- Application was made on 23 September 2004.
- Directions Hearing was held on 6 October 2004.
- Application was withdrawn on 9 December 2004.
SFAT Application No. 11/2004
(Application for Review by Mr Wong Tin Fuk, Alex)
- Application was made on 23 September 2004.
- Directions Hearing was held on 6 October 2004.
- Application was withdrawn on 16 December 2004
SFAT Application No. 12/2004
(Application for Review by Mr Andrew Nicholas Barber)
- Application was made on 27 September 2004.
- Application was heard on 8 October 2004, 11, 12 and 13 January 2005.
- Determination was handed down on 30 June 2005.
SFAT Application No. 13/2004
(Application for Review by Halsburg Asset Management Limited)
SFAT Application No. 14/2004
(Application for Review by Mr HUI Chiu Kit, Eddie)
- Applications were made on 28 October 2004.
- Directions Hearing was held on 9 November 2004.
- Application was withdrawn on 16 February 2005.
SFAT Application No. 15/2004
(Application for Review by Berich Brokerage Limited)
- Application was made on 28 October 2004.
- Directions Hearings were held on 9 November 2004 and 1 March 2005.
- Application was withdrawn on 11 April 2005.
SFAT Application No. 16/2004
(Application for Review by Ms SO Wai Yin, Irene)
- Application was made on 28 October 2004.
- Directions Hearing was held on 10 November 2004.
- Application was withdrawn on 7 February 2005.
SFAT Application No. 17/2004
(Application for Review by Mr CHUNG Tin Ming)
SFAT Application No. 18/2004
(Application for Review by Mr SUN Tak Sing, Dickson)
SFAT Application No. 19/2004
(Application for Review by Mr LUK King Cheong)
- Applications were made on 29 October 2004.
- Applicants' Application for an extension of time to file the Notices of Review under section 217(4) of the Securities and Futures Ordinance was granted on 4 November 2004.
- Directions Hearings were held on 9 November 2004 and 1 March 2005.
- Applications were withdrawn on 11 April 2005.
SFAT Application No. 20/2004
(Application for Review by Sharegain Development Limited)
- Application was made on 29 October 2004.
- Directions Hearing was held on 10 November 2004.
- Application was withdrawn on 30 November 2004.
SFAT Application No. 21/2004
(Application for Review by Ms Lau Yin Ying, Bonnie)
- Application was made on 22 November 2004.
- Application was heard on 10 December 2004 and 24 January 2005.
- Determination was handed down on 28 January 2005.
Review cases: Progress
SFAT Application No. 1/2003
(Application for Review by Mr Man Kin-Wai, Ricky)
- Application was made on 17 July 2003.
- Application was heard on 5 and 26 September 2003.
- Application was dismissed on 26 September 2003 and Reasons for Determination was handed down on 10 December 2003.
SFAT Application No. 2/2003
(Application for Review by Mr Wong Pui-hey, Duncan)
- Application was made on 6 August 2003.
- Application was heard on 1 and 25 September 2003.
- Application was dismissed on 25 September 2003 and Reasons for Determination was handed down on 8 October 2003.
SFAT Application No. 3/2003
(Application for Review by Mr Fan Yee-Wai, Richard)
- Application was made on 15 October 2003.
- Application was withdrawn on 16 October 2003.
SFAT Application No. 4/2003
(Application for Review by Ms Wong Wai-king, Mona)
- Application was made on 8 December 2003.
- Determination on the Applicant's application for an extension of time to file and serve the Notice of Review was handed down on 16 December 2003.
SFAT Application No. 5/2003
(Application for Review by Mr Raphael Blot)
- Application was made on 9 December 2003.
- Directions Hearing was held on 22 December 2003.
- Order in terms of consent application to grant leave to the Applicant to withdraw the proceedings, and of consent order was made on 5 May 2004.